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Compliance Manager, Prudential...

Compliance Manager, Prudential Governance & Policy   -   SYD43953
Did you know that we've been around longer than any other bank in Australia?

When we started up as Australia's first company in 1817 our goals were to deliver exceptional service and drive economic progress. Today we have a clear vision to be one of the world's great service companies, helping our customers, communities and people to prosper and grow.

We believe that the service we provide defines us and exceptional service unifies us no matter which brand, division or role we are in.

Your Role:

Reporting to the Head of Prudential Governance and Policy, this role is responsible for providing maintain, developing, implementing and monitoring various policies, processes and licences as they relate to the overarching Compliance Management Framework.

In particular you will:

  • Maintain, develop, implement and monitor Enterprise Compliance owned policies and processes across the Westpac Group
  • To implement and continue to evolve best practice in policy writing, implementation and monitoring
  • To provide high quality compliance policy drafting, change management and advice across all Westpac divisions
  • Contribute to implementing an effective compliance framework and operating model
  • Help build new compliance infrastructure
  • Work closely with stakeholders across all 3 lines of defence for policy development, change management and implementation, as well as continuous improvement, to ensure a seamless experience for users

Your Responsibilities:

  • Provide specialist compliance advice for business and regulatory change initiatives
  • Supportthe ‘compliant by design’ process when responding to regulatory change
  • Develop and conduct 2nd line monitoring
  • Support the delivery of 2nd line controls assurance
  • Promote compliance by deliveringtraining and communication programmes
  • Simplify compliance processes and contribute to the Westpac’s simplification strategy
  • Contribute to completing industry consultations
  • Develop compliance solutions and associated ‘tools’ that will support business and compliance outcomes
  • Facilitate the annual Compliance Management attestation process


  • Tertiary qualifications in Law or Commerce (desirable) or related discipline
  • 5+ years working experience, developing and advising on compliance frameworks and issues
  • 5+ years working experience in the financial services industry
  • Understanding of compliance obligations
  • Ideally, interest and/or experience in digital/emerging technologies (FinTech) and/or business strategy
  • Understanding the Australian banking market in terms of challenges, trends, competitive & regulatory environment
  • Excellent communication and presentation skills, with the ability to communicate with a range of stakeholders

Working with us you'll discover new ways of working, and an exciting range of roles to showcase your skills. Think inspiring locations, flexible work spaces and unexpected careers.

Joining Westpac has many perks besides building a long and stable career. You’ll be:

  • Able to have access to some of the best banking, wealth and insurance benefits in the market
  • Offered a highly competitive remuneration that is fair and consistent for all our people
  • Entitled to a suite of online learning, training modules and career planning tools to grow with us
  • Encouraged to participate in the community through paid volunteer leave and secondments available

Westpac Group is an equal opportunity employer. As part of our commitment to creating a diverse and inclusive workplace, this role is open to experienced candidates seeking a discussion around workplace flexibility. We invite candidates of all ages, people with a disability and Indigenous Australians to apply.

Brand   :   Westpac Group
Job   :   Legal and Compliance
Primary Location   :   AU-NSW-Sydney CBD
Employee Status   :   Permanent
Schedule   :   Full-time
Recruiter   :   Joanne Bews
Posting Date   :   13/09/2017, 5:14:15 AM
Closing Date   :   27/09/2017, 8:59:00 AM
Date Posted
Sydney, NSW
Job Type
Full Time, Permanent
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