Get new similar jobs by email for
Compliance Analyst or Manager job based in Sydney for a new securities broker
Your new company
This company are a new securities broker based in Sydney and are looking at building a solid presence in the market, being part of a wider global brokerage firm.
Your new role
As Compliance Officer or Manager, some of the responsibilities will be:
You will be able to make the role your own as it is a newly created standalone role, with some offshore dealings in Hong Kong and Japan part of the role.
What you'll need to succeed
You will require experience from a securities broker in compliance around equities. Derivatives and FX experience will also be considered. You will hold tertiary qualifications in a business related degree. You will be self-motivated and be able to work as a standalone compliance individual as the company grows and ensure all business is compliant. You will possess strong written and verbal communication skills and highly astute attention to detail. Ideally, you will possess broking experience at a discount or full service broker.
What you'll get in return
A fantastic permanent opportunity to work for a new securities broker specialising in offering international shares and be part of something new and exciting. The office will be small at first and but will look to grow significantly over the next year. They are open to experience and will look between 75k - $130K Plus Super, depending upon the credentials and experience the candidate can bring. This is an excellent opportunity to be part of a growth story and to own the compliance function from the beginning.
What you need to do now
If you feel you fit the criteria and are interested in the role, please click ‘apply now’ or contact Philip Lewis on 02 8226 9752 or email your CV to firstname.lastname@example.org